Job Summary

• Processing of Kyc modification & UCC Reconciliation

Key Responsibilities

The Job Holder’s responsibilities extend to process

• Account opening process (End to End)
• Digital & Physical onboarding of Trading & Demat Account, checking, Scrutiny, rectification in consultation with RM and onboarding in various system
• Verification of Tariffed mapped in System with Client Tariff signed sheet.
• Mapping / reporting of Unique Client Code (UCC) to Exchange portal & Download of UCC response file of new & existing clients on modification
• Client Communication in Digital / Physical
• Activation of client in various system
• Uploading various files in Online trading system (Frontoffice) Existing
• Derivative activation, MTF Activation & Flexi Trade, UT data send Monthly to Risk & other Team
• Brokerage Slab creation as per the Business Requirement
• Follow up with Technology for system related issue
• Client set up in miles for PCG and NDPMS accounts FOR FILEE UPLOADE

• NSDL /CDSL / CKYC DATA RECON (CKYC Compliant/CKYC Non Compliant)
• BSE MF STAR STATUP IN BSE MF UCC
• NRI SETUP for NREPIS MAIL TO KYCDPOPS & follow up with GBS team
• Processing all type of modification of client static data, Brokerage reduction in System
• Reconciliation of Client mapping in various systems
• Good knowledge of MS-Excel and MS Office
• Preparation of different types of MI and reports for internal purpose and Regulatory reporting
• Co-ordination with Auditors / Inspection team for Operation activities
• To ensure that all activities are carried out within the defined turnaround time.
• Compliance with the SEBI, Exchange and Group standards and rules & regulations of the Company and the Group at all times
• To perform reconciliation on Daily, monthly basis & ensure that all laid down process requirements by SCB / SCSI are all followed on ongoing basis
• Provide information to all internal / external stake holder(s) in timely manner.
• Handle the job additionally assign by Line Manager from time to time

Strategy

• Ensure timely reconciliations and verification of exchange reconciliation with Backoffice system LD & TR.

Business

•  Standard Chartered Securities (India) Ltd (SCSI)

Processes

• SCSI Operations

People & Talent

• Ensured timely completion of JOB as per the current regulatory and company policies and procedure.                                          
• Ensure proper utilization and allocation of Job in shift duty for smooth functioning of day to day activities. Effective span of control over the unit staff in day to day activities for completion of work within stimulated time.
  
  

Risk Management

• Ensuring & follow up compliance requirements, including SEBI reporting per guidelines

Governance

• Focus on daily activities with Skill and knowledge
• Ensure timely completion activities which will be Client centric.

Regulatory & Business Conduct

• Display exemplary conduct and live by the Group’s Values and Code of Conduct.
• Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
• Perform Team leader role diligently with integrity to achieve the outcomes set out in the Bank’s Conduct Principles: [Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment.]
• Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
• Comply with SEBI, NSDL, CDSL, RBI and all other Regulatory guidelines & requirements at all times

Other Responsibilities

• Handle the job additionally assign by Line Manager from time to time.

Skills and Experience

• Graduate. Supplementary certifications related to Capital Markets preferred.
• Prior experience of 1-3 years preferably in areas related to Capital Markets/Finance.
• Good domain knowledge of functioning of Capital Markets.
• Good knowledge of Broking and basic working knowledge of MS Office & process management
• Strong “people’ Skills 
• Cross team collaboration – Proactive engagement with Business Units and all responsible persons in the unit.
• The ability to communicate to different levels within the organization and take the issues to closure

Qualifications

• Graduate. Supplementary certifications related to Capital Markets preferred.
• Prior experience of 1-5 years preferably in areas related to Capital Markets/Finance.

About Standard Chartered

We're an international bank, nimble enough to act, big enough for impact. For more than 170 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents and we can't wait to see the talents you can bring us.

Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be here for good are achieved by how we each live our valued behaviours. When you work with us, you'll see how we value difference and advocate inclusion.

Together we:

• Do the right thing and are assertive, challenge one another, and live with integrity, while putting the client at the heart of what we do
• Never settle, continuously striving to improve and innovate, keeping things simple and learning from doing well, and not so well
• Are better together, we can be ourselves, be inclusive, see more good in others, and work collectively to build for the long term

What we offer

In line with our Fair Pay Charter, we offer a competitive salary and benefits to support your mental, physical, financial and social wellbeing.

• Core bank funding for retirement savings, medical and life insurance, with flexible and voluntary benefits available in some locations.
• Time-off including annual leave, parental/maternity (20 weeks), sabbatical (12 months maximum) and volunteering leave (3 days), along with minimum global standards for annual and public holiday, which is combined to 30 days minimum.
• Flexible working options based around home and office locations, with flexible working patterns.
• Proactive wellbeing support through Unmind, a market-leading digital wellbeing platform, development courses for resilience and other human skills, global Employee Assistance Programme, sick leave, mental health first-aiders and all sorts of self-help toolkits
• A continuous learning culture to support your growth, with opportunities to reskill and upskill and access to physical, virtual and digital learning.
• Being part of an inclusive and values driven organisation, one that embraces and celebrates our unique diversity, across our teams, business functions and geographies - everyone feels respected and can realise their full potential.